KAREN PEARL

Vice President of Agency Supervision

Karen brings a rich and diverse background in financial services, boasting an extensive career that spans various roles across both corporate and private sectors. Her professional journey encompasses positions such as Financial Planner and Advisor, Director of Training, Marketing Director, Advanced Marketing Consultant, Operations Manager, Portfolio Manager, and Stockbroker.

In her current capacity as the Vice President of Agency Supervision, Karen’s responsibilities include overseeing compliance with state and federal regulations, as well as those set by the Broker/Dealer. Leading a team that oversees over 140 advisors and 30 registered staff and assistants, Karen is committed to upholding the highest standards of professionalism.

Karen holds her FINRA 7, 24, 53, 63 & 65 registrations as well as her Life, Health, and Variable licenses for insurance. Karen has earned the industry designations of ChFC® (Chartered Financial Consultant®), CLU® (Chartered Life Underwriter®), and CFS® (Certified Fund Specialist®) and is a member of the Financial Planning Association. In her free time, Karen volunteers at animal rescue shelters.

Karen’s personal life revolves around anything outdoors: motorcycling, hiking or tennis in the summer, skiing or snowshoeing in the winter, or simply enjoying nature and being in the woods. She also enjoys cooking and trying new recipes.